Water: Information Collection






Fact Sheet 2: Laboratory Approval
United States Environmental Protection Agency
Office of Water
4601
EPA/814-F-96-002
May 1996
ICR Implementation
EPA ICR Fact Sheet Series
The final Information Collection Rule (ICR) was published in the Federal Register on May 14, 1996. This FR notice finalizes requirements for monitoring microbial contaminants and disinfection byproducts by large public water systems (PWSs). It also requires large PWSs to provide operating data and a description of their treatment plant design. Finally, it requires large PWSs to conduct either bench- or pilot-scale testing of advanced treatment techniques. This fact sheet summarizes the laboratory approval requirements for the Information Collection Requirements (ICR) Rule as promulgated in May 1996.
ICR needs data of known accuracy and precision |
Lab Approval
The Reg-Neg Advisory Committee determined that in order to meet the ICR objectives, data must meet specific accuracy and precision requirements. The committee also determined that to ensure useable data, EPA must identify qualified laboratories to perform the required analyses for public water systems. |
Approval vs. certification |
Laboratories are normally certified to perform drinking water analyses by the Primacy Agency responsible for enforcing the regulations. Since the ICR is a direct implementation rule, EPA cannot require states to certify laboratories for ICR compliance monitoring. Therefore, EPA has established a national laboratory approval process as part of the ICR which is distinct from the drinking water laboratory certification program. |
Approved labs list |
List of Approved Labs - Laboratory approval decisions will be made based on EPA's review of the completed application packages and the performance evaluation (PE) study data. An initial list containing the names of the "approved" laboratories will be mailed to applicable ICR water systems. The list will be updated periodically (contact the Safe Drinking Water Hotline for the most current list). |
QC data entry software |
Lab Data System - EPA is developing laboratory quality control (QC) data entry software (similar to that developed for the utilities) to be used by the approved laboratories to report QC data to EPA. EPA will provide the software to all approved laboratories. |
Two separate lab approval processes |
There are two separate and distinct laboratory approval processes, one for the chemistry laboratories and one for the microbiological laboratories. They are described below: |
ICR Lab Coordinator |
1. ICR Laboratory Approval for Chemistry
Laboratories that intend to perform chemical analyses during the 18-month monitoring period or to perform the TOC monitoring to determine applicability for the bench- and pilot-scale treatment studies must initiate the approval process by writing to: ICR Laboratory Coordinator (Chemistry) Technical Support Division/USEPA 26 W. Martin Luther King Jr. Drive Cincinnati, OH 45268 |
Customized laboratory application package |
EPA will then send a registration form to the laboratory on which the lab will indicate the analyses for which they are seeking approval. Upon receipt of the registration form, EPA will send a customized application package to the laboratory requesting information regarding the lab's qualifications and capability. This information will be used by EPA to review and evaluate the lab's qualifications. On-site inspections may also be conducted on a sample of the applying laboratories.
Laboratories that have state certification or approval to perform specific ICR analyses (e.g., pH, chlorine residuals, trihalomethanes, etc.) will be approved after they provide documentation to verify their certification/approval. Approval to perform ICR analyses not covered by state evaluation processes (e.g., HAAs, TOC, etc.) will be contingent upon successful demonstration of capabilities through submission of an application and participation in PE studies. After Promulgation - EPA will mail registration and application packages to laboratories requesting approval after promulgation. Initial requests will be honored for up to six (6) months after promulgation and the laboratories will be given approximately three (3) months to submit completed applications. |
Third PE Study in July 1996 |
PE Samples - Two ICR Chemistry PE Studies have been completed and a third will be conducted in July 1996. These studies include the following parameters: THMs, HANs, CH, HAAs, TOX, TOC, UV, Br-, ClO2-, ClO3-, and BrO3-. Laboratories that receive approval to perform these analyses for the ICR will also be required to successfully participate in quarterly PE studies beginning shortly before and continuing throughout the 18-month monitoring period.
Maintaining Lab Approval - Laboratories approved to perform general water quality analyses (e.g., pH, chlorine residuals, etc.) based on state certification/approval are required to maintain state approval during the course of the 18-month monitoring period. Laboratories approved to perform DBP, Br-, TOC and UV analyses must meet specific QC and PE study requirements during the 18-month monitoring period in order to maintain lab approval. |
Micro lab approval |
2. ICR Laboratory Approval for Microbiology
The current drinking water laboratory certification program does not address analyses for Giardia, Cryptosporidium and total culturable viruses. Therefore, EPA has developed a separate program for the ICR, using the term "laboratory approval" rather than "laboratory certification." Laboratory approval will require: (1) submission and acceptance of an application for approval, (2) satisfactory analysis of unknown Performance Evaluation (PE) samples; and (3) passing an on-site laboratory evaluation. The laboratory approval process for pathogen testing will begin when the laboratory director makes a formal request for approval to the: ICR Laboratory Coordinator (Microbiology) USEPA, Office of Ground Water & Drinking Water Technical Support Division 26 West Martin Luther King Drive Cincinnati, OH 45268 Requests may be made up to three (3) months after promulgation. Following receipt of requests for approval, EPA will send an application package to the laboratory. |
Lab requirements |
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QC samples |
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PE samples |
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On-site lab evaluation |
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Coliform and E. Coli |
Laboratories that desire to perform quantitative analyses for total coliforms and fecal coliforms or E. coli in source water and drinking water must provide validation of certification under the drinking water laboratory certification program. A Verification of State Certification form will be included in the application package for these laboratories to complete and forward to EPA. |
Maintaining lab approval for protozoa and viruses |
Maintaining Lab Approval - Laboratories approved to perform general microbial analyses (e.g., coliforms, E. coli, etc.) based on state certification/approval are required to maintain state approval during the course of the 18-month monitoring period. Laboratories approved to perform protozoa and virus analyses must meet specific QC and PE study requirements during the 18-month monitoring period in order to maintain lab approval. |
For more information |
Contact the Safe Drinking Water Hotline, 1-800-426-4791. |
Federal Register Notice on May 14, 1996