MEMORANDUM DATE: October 11, 1996 SUBJECT: Release of MOBILE5b FROM: Philip A. Lorang, Director Assessment and Modeling Division TO: Regional Air Directors Introduction This memorandum announces the release of an interim update to the current highway vehicle emission factor model, MOBILE5a (March 26, 1993). This interim update to the model is MOBILE5b (September 14, 1996). A copy of the program and related files on diskette, and a paper copy of the revised Chapter 2 for the User's Guide to MOBILE5, is attached for your use and information. The program and all related files are also available through the Technology Transfer Network (TTN) computer bulletin board system (BBS); detailed information on the file names, contents, and location appear later in this memo. The remainder of this memo explains what changes have been made in MOBILE5b, relative to MOBILE5a; discusses the reasons why this interim model update is being released at this time; and discusses the situations in which use of MOBILE5b is allowed. The use of MOBILE5b is not being required at this time. As part of this process, the Office of Mobile Sources (OMS) is seeking input from model users (including, but not limited to, EPA Regional Offices, State and local air quality agencies, and State and regional/local transportation and planning agencies) as to when and under what conditions use of MOBILE5b should be required. Changes Made in MOBILE5b The changes that have been made in this interim update to the model fall into two broad categories: Programming the effects of regulations that have been finalized since the release of MOBILE5a, and improving the modeling of various innovative inspection and maintenance (I/M) program designs and options. Most of the improved I/M program modeling features were made available previously in MOBILE5a_H; however, that version of the model was very complicated to use and did not provide the flexibility that is included in MOBILE5b. Details of the specific changes in MOBILE5b follow: Final Regulations. The Final Rule for onboard refueling vapor recovery (OBVR) systems is reflected in MOBILE5b. While OBVR system requirements could be modeled by the user in MOBILE5a, a number of inputs were required, and no provisions were made for phase-in of the requirements. In MOBILE5b, OBVR system requirements are built-in, do not require additional user input, and the nine-year phase-in period before all light-duty gas vehicles and light-duty gas trucks are required to have onboard VRS is modeled. The Final Rule for detergent gasoline additives has also been finalized. The effects of this rule on emissions is accounted for by MOBILE5b with no user input requirements. Finally, the revised Final Rule for reformulated gasoline (RFG) is reflected in MOBILE5b. The impact of the RFG rule is that, starting in calendar year 2000, a reduction in NOx emissions of about 6.8% for some vehicles (i.e., gasoline-fueled vehicles equipped with three-way catalysts), under summer conditions, is modeled as resulting from the new requirements. Inspection and Maintenance (I/M) Program Options. There are a number of ways in which MOBILE5b allows modelers to more readily estimate the impacts of various I/M program options. As noted, many of these were available through use of the MOBILE5a_H version of the program; however, MOBILE5b makes these options easier to model, with less likelihood of error, and further expands the flexibility provided to the model user. Retest-based hybrid I/M programs, pressure checks, and purge checks can be easily modeled using MOBILE5b. Technician training and certification (TTC) credits are also readily obtained using MOBILE5b. The Acceleration Simulation Mode (ASM1 and ASM2) tests are now options for test type. Specific test-and-repair program effectiveness values can now be supplied by the modeler, replacing the 50% credit reduction that was coded into MOBILE5a. The phase-in of benefits for I/M programs during their first cycle of operation (first year for annual programs, first two years for biennial programs) is correctly modeled in MOBILE5b, where MOBILE5a and 5a_H did not provide correct credits under those circumstances. The credit files for estimating the benefits of all types of I/M programs have been streamlined and modified ("smart" credits) in such a way as to minimize the complexity of the input files and thus leading to reduction in the number of errors that are likely. Miscellaneous Changes. Two other changes have been included in MOBILE5b that will benefit many model users. One of these is the reactivation of idle emission factor calculations. This is based on the "MOBILE5 Information Sheet #2" algorithm, in which exhaust emission factors at an average speed of 2.5 mph (the minimum speed for which emission factors can be calculated) are converted to grams/hour and used as estimated idle emissions. Post-processing will no longer be required to develop these values, as setting the correct flag to request idle emissions will produce those numbers as part of the program output. The other is an expansion in the range of calendar years (CY) for which emission factors can be estimated, from CY 2020 in MOBILE5a to CY 2050 in MOBILE5b. This is particularly useful in examining the full benefits of regulations being implemented in the 1990s and beyond, as the previous limit of CY 2020 was not sufficient to model complete fleet turnover for regulations taking effect in 1995 and later model years. What is Not Included in MOBILE5b. In my November 10, 1994 memo "Planned Release of MOBILE5b," I noted several developments that had taken place that affected in-use emission estimates. Of these, most were based on implementation of new regulations (OBVR, RFG, and detergent gasoline, as described above), and are included in MOBILE5b as it is being released now. One change that was discussed in the November 10, 1994 memo is not included in MOBILE5b, however. This is the inclusion of driving patterns (e.g., high speeds, steep accelerations and decelerations) that are not part of the Federal Test Procedure (FTP). These non-FTP ("off-cycle") driving patterns and the emissions increases associated with such driving behaviors are a subject of continuing work. As requested by the Modeling Work Group (part of the Mobile Source Technical Advisory Subcommittee of the Clean Air Act Advisory Committee, established under provisions of the Federal Advisory Committee Act), we have decided not to include our first approximation of these effects in MOBILE5b. They will be included in MOBILE6, which will undergo a more thorough peer/outside review process than has been characteristic of earlier versions of the model. The Modeling Work Group recognized the need to supply States and other model users with an interim model update containing the features detailed above, and so agreed that OMS could and should release MOBILE5b without the "non-FTP effects," which will likely be the subject of much comment and revision before their inclusion in a later model update (MOBILE6). Why is MOBILE5b Being Released Now? In light of the recent passage of the National Highway Bill, and the need for many States to recalculate their 15% VOC Reduction Requirements, OMS believes that this interim update to the MOBILE model will be useful for many parties in their modeling efforts. OMS would like to stress that the use of MOBILE5b is optional -- it is not required. It is being provided as a tool that may be useful in specific situations. OMS recommends that MOBILE5b be used by those areas required to recalculate their 15% VOC reductions. Additional guidance on modeling the 15% VOC Reduction Requirement for 1999 is being released under separate cover. Based on the changes included in MOBILE5b, as described above, the following guidance is offered as to who should use MOBILE5b now: The use of MOBILE5b is not approved for use in any State Implementation Plan (SIP) submissions (other than the 15% recalculations as discussed above), nor for any transportation conformity findings, during the 60 day comment period described in the following section.. OMS wants to understand the implications of approving such uses of MOBILE5b, and wants to be able to provide comprehensive guidance on issues that arise with respect to consistency between SIPs prepared using one version of the model and conformity determinations made using another version, among other issues, before approving more widespread use of MOBILE5b. This is discussed below. Seeking Comment on When and Whether Use of MOBILE5b Should be Required and/or Allowed The release of a new version of the MOBILE model unavoidably raises a number of issues and questions. OMS has determined, for the reasons outlined above, that release of this interim update to the MOBILE model is warranted by the need on the part of a number of States to recalculate their 15% VOC reduction plans and the complexity of modeling a number of I/M programs (e.g., those that have not yet completed a full testing cycle before the emission factor evaluation date, those with various types of hybrid programs) using the earlier MOBILE5a and 5a_H versions of the model. However, as discussed above, OMS also wants to understand the implications of approving the use of MOBILE5b for SIP submittals and conformity findings, and to provide comprehensive guidance on issues that arise with respect to consistency between SIPs prepared using one version of the model and conformity determinations made using another version, among other issues, before approving more widespread use of MOBILE5b. Thus, we are seeking comment for the next sixty (60) days from all affected parties (EPA Regional Offices, State and local/regional air quality and transportation planning agencies, Department of Transportation) on how additional guidance on the need for and use of this version of the model should be handled. For example, we would appreciate input from affected parties on how the release of MOBILE5b will impact the State Implementation Plan (SIP) process, what complications may arise from use of this version of the model, and how the release of this version of the model will impact conformity evaluations. We want this release to be a beneficial tool for those who need it, or who choose to use it for other reasons, while not unnecessarily disrupting other ongoing related work. We want users of the model to inform us of when and under what conditions it will be advantageous for them to use MOBILE5b, and when and under what conditions it will not be advantageous. Reaction and comment from model users over the next 60 days will assist OMS in developing and providing additional guidance on the use of MOBILE5b between now and the scheduled release of a completely new version of the model, MOBILE6, in the summer of 1998. Please provide any comments addressing the issues raised in this section of this memo to our office. Comments may be submitted by mail, phone, or E-mail. Attachments cc: R. Schoeneberg, FHwA (w/atts) J. Shrouds, FHwA (w/atts) T. Helms, OAQPS (w/atts) D. Mobley, OAQPS (w/atts) L. Audette, OMS/RSPD L. Cook, OMS/RSPD G. MacGregor, OMS/RSPD