APPENDIX A Instructions for the Use of Hybrid and Technician Training and Certification Credits (User's Guide for MOB5a_H) The emissions benefits of the technician training and certification program discussed in Enclosure 2, and of the retest-based hybrid I/M program option discussed in Enclosure 3, cannot be modeled using the standard release version of MOBILE5a (26-Mar-93). A specially modified version of MOBILE5a has been developed and is being released to deal specifically with these two program options. This version of the model is called MOB5a_H. This attachment (which can be inserted in the User's Guide to MOBILE5) describes how these two programs can be modeled. The enclosed MOB5a_H diskette contains all of the files needed to use the new retest-based hybrid (RBH) and technician training and certification (TTC) program options. It includes seven (7) files necessary to run the model: MOB5a_H.EXE MOB5a_H.S HYBRID.IMC IMDATA3.D PPEFF.D PPEFFM5.D TTC.D The first of these is the compiled, executable file of the new version of the standard MOBILE5a model, which has been altered to include the new I/M program options. The only modifications that were made to MOBILE5a in order to create MOB5a_H were those required to permit the calculation of emissions credits with a RBH I/M program design and/or with TTC added to an I/M program. If neither of these options are used, then MOB5a_H will produce exactly the same emission factors as are produced by MOBILE5a. The second file is simply the FORTRAN source code for MOB5a_H. If you intend to run the model on your DOS-based PC, you should not require this source code file. The last five files, however, are data files which should be kept in the same directory as the altered model MOB5a_H. Several other files which are necessary, and which are distributed with the standard release of MOBILE5a, have not been included in this distribution in order to save space. These three files, which are listed below, should be duplicated and also put in the directory with the altered version of MOBILE5a. (As an alternative, the seven new files listed above can be put in the same directory as the standard MOBILE5a release, allowing the three files listed below to be shared for use by MOBILE5a or MOB5a_H). F77L3.EER TECH12.D IMDATA.D This new version of the MOBILE5a model must be used in order to properly determine the impact of Retest Based Hybrid (RBH) programs or Technician Training and Certification (TTC) on I/M program credits. In order to reduce the changes needed in the MOBILE model code and so to provide the ability to model these types of program options as quickly as possible, the new options have not been fully integrated into MOBILE, and so the use of this version requires careful manipulation of the data files. It will be entirely possible to incorrectly determine the results needed and to be unable to detect the problem. Therefore, if the emission factors produced from a given scenario seem to be too large or too small, the modeler is advised to carefully re-run that case, paying very close attention to the data files and how they are being used. Age-Based Hybrid Programs The MOBILE5a model has always been able to be used to model an Age-Based Hybrid I/M program design by manually setting the model year ranges covered by each program element for each calendar year of evaluation. This is done by having a different program type (test-only or test-and-repair) for each of the two I/M Program Descriptive Records with separate (non- overlapping) model year coverages. (Note: The modeler should also consult Section 2.2.5 of the User's Guide to MOBILE5, which discusses the two I/M Program Descriptive Records and their use in detail, when setting up model runs.) When running an Aged-Based Hybrid program design, do not use any of the Retest-Based Hybrid I/M credits or data files described below. The following equations show how to determine the MOBILE5a inputs for Last Model Year and First Model Year for each of the I/M Program Descriptive Records for the runs in order to model the Age-Based Hybrid: Test-only Group (where older vehicles are required to get their initial test (and retests) at test-only facilities) : First Model Year of Test-only Group = Oldest Model Year to be Tested Last Model Year of Test-only Group = Evaluation Year - (Age of First Test at Test-only + 1) Test-and-Repair Group (where new vehicles are allowed to get their initial test (and retests) at test-and-repair facilities) First Model Year of Test-and-Repair Group = Last Model Year of Test-only Group + 1 Last Model Year of Test-and-Repair Group = 2020 For modeling the complete exemption of new vehicles (i.e., starting testing after two years old) the following equation should be used to figure the input for Last Model Year: Last Model Year = Evaluation Year - (Age at First Test + 1) Any state interested in modeling one of these options should contact EPA Regional Office staff for assistance in performing the modeling. Retest-Based Hybrid Programs There are two distinct parts to this scenario, the effect of the retest-based hybrid (RBH) option on exhaust emissions, and the effect on evaporative emissions. The RBH program credits for exhaust emissions are stored in the data file HYBRID.IMC. This file contains the RBH program effects for all of the I/M program test types and cutpoint choices found in the original MOBILE5a I/M credit files. This data file is substituted for the data normally read from the data file IMDATA.D. To avoid confusion, EPA recommends that the I/M credits in the data file HYBRID.IMC be accessed using the alternate I/M credit option found in the I/M Program Descriptive Record, described in Chapter 2, Section 2.2.5, in the "User's Guide to MOBILE5." Essentially, if the appropriate alternate I/M credit flag for 1981 and newer vehicles is set to 2, then the user simply adds the name of the file which contains the alternate I/M credits (along with the directory path, if necessary) as an additional record following the last I/M Program Descriptive Record. Be sure that the I/M credit flag is set in the first I/M Program Descriptive Record. The location for the I/M credit flags in the second I/M Program Descriptive Record are used simply as space holders and are not read or used by MOBILE5a. The enclosed MOB5a_H diskette also contains example input and output files used to estimate retest-based hybrid (RBH) and technician training and certification (TTC) program benefits. All input files use the extension *.IN and the corresponding output file uses the extension *.OUT. The included example input files are: ANNUAL.IN BITOIM24.IN BITOASM.IN BIHYIM24.IN BIHYASM.IN BIABHY5.IN BIABHY7.IN IDLE1TO.IN IDLE2TR.IN ASM5TR.IN See the hardcopy of the example files that are included at the end of this attachment for an illustration of an input file for MOB5a_H that is set up in accordance with these directions. (Note: The modeler should also consult Section 2.2.5 of the User's Guide to MOBILE5, which discusses the two I/M Program Descriptive Records and their use in detail, when setting up model runs.) Since the credits for RBH I/M programs are themselves already a mix of test-only and test-and-repair option credits, the user must indicate the RBH program option using a new Program Type value of 4 in any I/M Program Descriptive Record(s) used. Once the alternate I/M credits have been read in for a MOB5a_H run, all further I/M program credit calculations for 1981 and newer vehicles will assume the use of RBH credits. The benefits for the pre-1981 model year vehicles are adjusted to reflect the RBH program design if the Program Type flag is set If the modeler wishes to include the effects of both RBH, and either standard test-only or test-and-repair, program elements (e.g., for different calendar years of evaluation, with a standard program through a given year and an RBH program after that; or, for a program that applies RBH and a standard program option for vehicles on the basis of model years), this will require separate MOBILE runs. This situation cannot be modeled by using the two I/M Program Descriptive Records in a single model run. The effectiveness of the functional pressure and purge tests at reducing evaporative emissions are contained in a credit array named PPEFF in the MOBILE model. There is no user input to override this credit array provided in MOBILE5a. EPA has modified MOB5a_H to read the credit array for pressure and purge test effectiveness from a data file named PPEFF.D, which has been distributed with MOB5a_H. As a result, the effectiveness of the pressure and purge checks using MOB5a_H can be altered by changing the contents of the PPEFF.D data file. MOB5a_H will always read the PPEFF.D file, so that file must always be located in the same directory as MOB5a_H and must always be named PPEFF.D. The user does not need to make any changes in the PPEFF.D input file provided with MOB5a_H in order to obtain emission factors for evaporative emissions that reflect the RBH effectiveness. However, if the RBH effectiveness on prressure and purge testing is not desired, the contents of the PPEFF.D file will need to be changed to be consistent with the pressure and purge effects included in the original release of MOBILE5a. This can be accomplished through use of the file PPEFFM5.D, which duplicates the credit array contained in the standard MOBILE5a program, and which is included with this release of MOB5a_H. Since the program will always read the file named PPEFF.D, as discussed in the preceding paragraph, this approach requires careful renaming of files and tracking of the resulting file name/content combinations. If the modeler wants to include the RBH effectiveness on the pressure and purge test benefits, then PPEFF.D as supplied should be used. However, if the modeler does not want RBH effectiveness included in the evap credits, then the file supplied with this release named PPEFFM5.D (containing the original MOBILE5a credits for pressure and purge) must be renamed PPEFF.D (since that is the file that MOB5a_H always reads), and the file supplied with this release that is named PPEFF.D must be renamed with some other name (since two files in the same directory cannot have the same exact name). The possibilities of confusion in this area are great, and extreme care is recommended in attempting to model these situations. Technician Training and Certification Benefits The Technician Training and Certification (TTC) effects on I/M program benefits are modeled using an additional data file named TTC.D, which has been included with the MOB5a_H.EXE file. This file contains the additional benefits added to the standard I/M credits used by the MOBILE model. This file is automatically read by MOB5a_H.EXE, and therefore must always reside in the same directory as the executable file. To activate the TTC benefits, the user must set the TTC flag, which is located in the space immediately to the right of the IMFLAG located in the Control Section when using the vertical input option. See the example MOB5a_H input file illustrating this option at the end of this attachment. (See also Chapter 2, Section 2.1 of the "User's Guide to MOBILE5".) Note that the TTC option is not available when using the horizontal input option. The new TTC flag has two possible values: 1 = No TTC effects (default; assumed if no value entered) 2 = Full (100%) TTC benefits The TTC effect will be added to the I/M program benefits for all 1981 and newer passenger cars and light-duty trucks, regardless of test type, frequency, or cutpoints. The benefits for TTC are already assumed in the base credits for pre-1981 model year vehicles, and are not changed by using the TTC flag. The additional benefits from TTC will be reduced by the same discount as is applied to the standard I/M credits for users choosing the test-and-repair program option. Setting the program test type to indicate a Retest Based Hybrid (RBH) program will slightly reduce the TTC benefits reflecting the reduced level of repairs in a RBH program. As noted above, the correct use of data files is critical to the correct modeling of the situations described (RBH program, TTC program as addition to other program types, RBH with TTC addition, whether or not evaporative emissions tests are to be modeled using RBH and/or TTC). The most likely situations to be modeled are listed below with notes on the model and data file(s) to be used to obtain the correct results. 1. If TTC effects are to be included, but no RBH effects for exhaust or evap emissions (i.e., the program is a pure test-only or a pure test-and-repair program), then: Use MOB5a_H with the optional TTC flag set to 2 and with the PPEFFM5.D file supplied on the diskette renamed PPEFF.D (and the supplied file PPEFF.D renamed something else, as detailed above). 2. It is possible to model the exhaust benefits to be RBH-based, but the evap benefits to be the standard evap benefits by using MOB5a_H with the PPEFFM5.D file supplied on the diskette renamed PPEFF.D (and the supplied file PPEFF.D renamed something else, as detailed above). ASM2 Test Procedure It has always been possible to model the Acceleration Simulation Mode (ASM) test procedure using MOBILE5a using the special I/M credit file released in September 1993 and setting the alternate I/M credit flag on the I/M Program Descriptive Record. These credits are described in the MOBILE5 User Information Sheet #3. In MOB5a_H, a new level to the Test Type field on the I/M Program Descriptive Record has been added to allow for the use of the ASM test procedure. Setting the Test Type field to "5" indicates the use of the two-mode ASM (ASM2) 5015/2525 test procedure and the MOB5a_H output will indicate the use of the ASM2 test procedure. However, users may also continue to specify the Loaded/Idle test (Test Type = "3") as was done in MOBILE5a, and the ASM2 credits will be used. However, the output will indicate the use of the Loaded/Idle test procedure. The new ASM2 credits have been added to the standard IMDATA.D file and the new file has been named IMDATA3.D. This file can be used to replace the standard IMDATA.D file, since it contains all of the existing I/M credits, other than the hybrid options. The Retest Based Hybrid version of these ASM2 credits are found in the HYBRID.IMC data file. Cutpoints analyzed for the ASM2 test procedure were chosen to match the failure rate for the IM240 test procedure. For example, if the ASM2 only the HC and CO cutpoints used in the California El Monte study are increased by a factor of 1.2, the failure rate of the ASM2 matches that of an IM240 test using the standard 0.8/15/2.0 g/mi HC/CO/NOx cutpoints. Since the actual ASM cutpoints used are a large matrice of values, the ASM2 credits can be accessed by indicating the corresponding IM240 test cutpoints which give the same failure rate. Only two additional sets of ASM2 cutpoints have been analyzed at this time, for the following IM240 cutpoint sets: 0.8/15/2.0 g/mi HC/CO/NOx 1.2/20/3.0 g/mi HC/CO/NOx